Finans

Ic kurallar

İngilizce: house rules

Türkçe Tanım

Bir finans kurulusu, borsa veya islem platformu tarafindan uyelerin, calisanlarin ve katilimcilarin davranislarini yonetmek icin olusturulan ic politikalar, kilavuzlar ve isletim prosedurleleridir. Ic kurallar yasal ve duzenleyici gereklilikleri tamamlar; islem limitleri, takas proseduleri ve uyusmazlik cozum mekanizmalari gibi konulari ele alir. Ic kurallara uyum genellikle uyelik veya kurumun hizmetlerine devamli erisimin bir kosuludur.

English Definition

Internal policies, guidelines, and operating procedures established by a financial institution, exchange, or trading venue to govern the conduct of its members, employees, and participants. House rules supplement statutory and regulatory requirements and address matters such as trading limits, settlement procedures, and dispute resolution mechanisms. Compliance with house rules is typically a condition of membership or continued access to the institution's services.