Menkul Kıymetler
Serhli Belge (Qualified Certificate)
İngilizce: qualified certificate
Türkçe Tanım
Bir kurum ya da uzmanin, bir varligin, islemin veya tarafin belirli kosullari karsiladigini onaylarken ayni belgede bir cekince ya da sinirlama kaydettigi belgedir. Onayin kosula baglanmasi, belgenin dayanak alindigi islemlerde guvence zincirini zayiflatir; nitekim menkul kiymet ihraclarinda bir serhli belge, underwriting komitesinin ek beyan ve tazminat talep etmesine yol acar, zira araci kurumlar dolasima cikardiklari evrakin tasidigi her sinirlamayi kendi sorumluluk zincirlerine tasimak istemez.
English Definition
A document in which an institution or expert confirms that an asset, transaction or party meets certain conditions while simultaneously recording a reservation or limitation within the same instrument. Conditioning the confirmation weakens the assurance chain wherever the document is relied upon; in securities issuance a qualified certificate prompts the underwriting committee to demand additional representations and indemnities, because intermediaries are reluctant to carry into their own liability chain any limitation attached to paper they place.